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FINRA Workshop (SIE Study-Together)


We are excited to offer free study-together workshops for exams issued by the Financial Industry Regulatory Authority (FINRA) with the help of Professor Frank Paiano, New York's top finance tutor, Ken Finnen, and club VP Rodriguez-Arana.

Taking the Securities Industry Essentials (SIE) exam is the first step toward a career in the financial services industry and provides a significant competitive advantage in the job market. Unlike other FINRA-administered exams and NASAA exams, the SIE can be taken by anyone over 18 without a firm sponsorship, making it more accessible to you.

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September 24

Official Weekly Club Meetings

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October 29

SIE Guest Speaker to UCLA