Finance (Securities)

Author: Erick Rodriguez-Arana

To find an article, click on any of the Google Doc or Microsoft Excel links provided below.

1. Rodriguez-Arana, E. (2025, August 22). Stock Market Portfolio Performance Analysis: A Comparative Case Study on the Performance of Three Virtual Investment Strategies [In Progress]

2. Rodriguez-Arana, E. (2025, September) On the Law: Comparing and Contrasting the Acts of 1933 and 1934

3. Rodriguez-Arana, E. (2025, September). A Short Treatise on Prohibited and Illegal Activities Pertaining to the Securities Industry

4. Rodriguez-Arana, E. (2025, July). Options Strategies in the Secondary Market [Excel]

5. Rodriguez-Arana, E. (2025, September) FOMC Repurchasings and the Effects on the Economy

6. Rodriguez-Arana, E. (2025, September) Liquidations in Closed-Ended Funds

7. Rodriguez-Arana, E. (2025, September) The Utility of Numbered Accounts

8. Rodriguez-Arana, E. (2025, September) How Interest Rates Affect Bond Pricings

9. Rodriguez-Arana, E. (2025, September) Defining and Understanding Forms U-4, U-5, and U-6

10. Rodriguez-Arana, E. (2025, August). Chapter 11 Proceedings

11. Rodriguez-Arana, E. (2025, August). On the case of American Depository Receipts (ADRS) and its Registration with the SEC

12. Rodriguez-Arana, E. (2025, August). How Securities are Issued in the Primary Auction Market and Traded on Secondary Markets

13. Rodriguez-Arana, E. (2025, August) List of Formulas and Definitions for Corporate Actions

14. Rodriguez-Arana, E. (2025, August) Comparing and Contrasting Common stock, Preferred stock, and Convertible Stock

15. Rodriguez-Arana, E. (2025, August). Similarities and Differences of Closed-Ended, Open-Ended, and ETF funds

16. Rodriguez-Arana, E. (2025, August). Outlining the Structure of an Index Fund

17. Rodriguez-Arana, E. (2025, August). Mortgage Bonds and the Utility in Corporate Capital Raising

18. Rodriguez-Arana, E. (2025, August). Defining Suspicious Activity Reports (SAR)

19. Rodriguez-Arana, E. (2025, August). Short Treatise on Market Makers.

20. Rodriguez-Arana, E. (2025, August). Defining Collateral Trust Certificate.

21. Rodriguez-Arana, E. (2025, July). Bonds and Risks

22. Rodriguez-Arana, E. (2025, July). Understanding Investment A-class Breakpoints & Rights of Accumulation

23. Rodriguez-Arana, E. (2025, July). Debt Security features and their Yields

24. Rodriguez-Arana, E. (2025, July). Call Premiums Defined

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