Finance (Securities)

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Authors: Erick Rodriguez-Arana

To find an article, click on any of the Google Doc or Microsoft Excel links provided below.

1. Rodriguez-Arana, E. (2025, August 22). Stock Market Portfolio Performance Analysis: A Comparative Case Study on the Performance of Three Virtual Investment Strategies

2. Rodriguez-Arana, E. (2025, September) On the Law: Comparing and Contrasting the Acts of 1933, 1934, 1940 ICA, 1940 IAA, 1941, and SOX 2001

3. Rodriguez-Arana, E. (2025, September). Prohibited and Illegal Activities Pertaining to the Securities Industry

4. Rodriguez-Arana, E. (2025, July). Options Strategies in the Secondary Market [Excel]

5. Rodriguez-Arana, E. (2025, September) FOMC Repurchasings and the Effects on the Economy

6. Rodriguez-Arana, E. (2025, September) Liquidations in Closed-Ended Funds

7. Rodriguez-Arana, E. (2025, September) The Utility of Numbered Accounts

8. Rodriguez-Arana, E. (2025, September) How Interest Rates Affect Bond Pricings

9. Rodriguez-Arana, E. (2025, September) Defining and Understanding Forms U-4, U-5, and U-6

10. Rodriguez-Arana, E. (2025, August). Chapter 11 Proceedings

11. Rodriguez-Arana, E. (2025, August). On the case of American Depository Receipts (ADRS) and its Registration with the SEC

12. Rodriguez-Arana, E. (2025, August). How Securities are Issued in the Primary Auction Market and Traded on Secondary Markets

13. Rodriguez-Arana, E. (2025, August) List of Formulas and Definitions for Corporate Actions

14. Rodriguez-Arana, E. (2025, August) Comparing and Contrasting Common stock, Preferred stock, and Convertible Stock

15. Rodriguez-Arana, E. (2025, August). Similarities and Differences of Closed-Ended, Open-Ended, and ETF funds

16. Rodriguez-Arana, E. (2025, August). Outlining the Structure of an Index Fund

17. Rodriguez-Arana, E. (2025, August). Mortgage Bonds and the Utility in Corporate Capital Raising

18. Rodriguez-Arana, E. (2025, August). Defining Suspicious Activity Reports (SAR)

19. Rodriguez-Arana, E. (2025, August). Short Treatise on Market Makers.

20. Rodriguez-Arana, E. (2025, August). Defining Collateral Trust Certificate.

21. Rodriguez-Arana, E. (2025, July). Bonds and Risks

22. Rodriguez-Arana, E. (2025, July). Understanding Investment A-class Breakpoints & Rights of Accumulation

23. Rodriguez-Arana, E. (2025, July). Debt Security features and their Yields

24. Rodriguez-Arana, E. (2025, July). Call Premiums Defined

25. Rodriguez-Arana, E. (2025, July). Exploring cash and stock dividends in the stock market.

26. Rodriguez-Arana, E. (2025, July). In the case of interest rate relationships to securities.

27. Rodriguez-Arana, E. (2025, July). What are PACs.

28. Rodriguez-Arana, E. (2025, July). 10Q vs 10K reports comparison.

29. Rodriguez-Arana, E. (2025, July). A short treatise on pegging.

30. Rodriguez-Arana, E. (2025, July). A treatise on dark pool investments (alternative trading systems).

31. Rodriguez-Arana, E. (2025, July). The primary market and secondary market.

32. Rodriguez-Arana, E. (2025, July). Everything you need to know about bonds [Excel].

33. Rodriguez-Arana, E. (2025, July). Understanding treasury products [Excel].

34. Rodriguez-Arana, E. (2025, July). Calculating POP, SC, NAV (mutual funds), and total returns formula sheet [Excel].

35. Rodriguez-Arana, E. (2025, June). Everything you need to know about all the "funds."

36. Rodriguez-Arana, E. (2025, June). Hedging and income strategies in options.

37. Rodriguez-Arana, E. (2025, June). Understanding order types (SLoBS / MP / BLiSS).

38. Rodriguez-Arana, E. (2025, June). Powers of attorneys and joint accounts.

39. Rodriguez-Arana, E. (2025, June). A short treatise on Regulation T.

40. Rodriguez-Arana, E. (2025, June). Calculating long/short equities and combined equity

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